Gain exposure to HK market

Hang Seng
Index

Hang Seng
TECH Index

Hong Kong
Shares

Malaysian investors may now gain exposure to the broader Hong Kong market with structured warrants over the Hang Seng Index (HSI), to the Chinese technology sector with structured warrants over the Hang Seng TECH Index (HSTECH) and to specific Hong Kong listed companies with structured warrants over Hong Kong shares! Learn more about each underlying and their warrants below.

Why trade warrants over Hong Kong shares and indices?

Hang Seng Index

Trade moves in the broader Hong Kong market

Serves as a proxy for the wider Asian markets

Reflects price movements of major sectors

Hang Seng TECH Index

Gain leverage on the volatile HSTECH index

Access to the leading tech giants

Broad coverage of technology sector

Hong Kong Shares

Gain exposure to specific Hong Kong listed companies

Can be traded on Bursa with existing CDS accounts

Coverage includes well-known names such as Alibaba, Geely and Xiaomi

Macquarie’s call and put warrants listed on Bursa Malaysia allow investors to trade on a bullish or bearish view, providing increased trading opportunities with investors’ existing trading accounts. Trade with confidence using the Live Matrix Plus to see how the warrant price will move for every change in the underlying and use it to determine entry and exit points.

Hang Seng Index

The HSI, launched on 24 November 1969, serves as a market benchmark that reflects the overall performance of the Hong Kong share market, measuring the performance of the largest and most liquid companies listed in Hong Kong.

Learn More

What is HSI?

The Hang Seng Index ("HSI") is one of the most watched indexes in the region and a widely quoted performance indicator of the Hong Kong share market. Comprising the largest companies listed on the Hong Kong Stock Exchange, including HSBC, Alibaba, Geely, Haidilao, Tencent and more, it tracks the movement in the Hong Kong market.

More information can be found here.

Why trade the HSI with warrants?

Trade moves in the broader Hong Kong market

As the HSI serves as a market benchmark that reflects the performance of the overall Hong Kong share market, warrants over the HSI allow investors to gain exposure to the Hong Kong market while minimizing any single stock specific risk. The warrants also allow investors who do have exposure to Hong Kong shares to hedge their portfolio.

Serves as a proxy for the wider Asian markets

The Hong Kong share market has mostly institutional investors from Hong Kong and overseas, resulting in it being one of the most-watched Asian indices globally. Its constituents also include many companies incorporated in mainland China and listed in Hong Kong so investors can diversify their investment portfolio and gain leveraged exposure to one of the most active markets in the world.

Reflects price movements of major sectors

HSI constituent securities are grouped into four sectors including Finance, Utilities, Properties, and Commerce and Industry Sub-indexes, allowing it to better reflect the price movements of major industry sectors of the Hong Kong share market.

Macquarie’s call and put warrants over the HSI allow investors to trade on a bullish or bearish view, providing increased trading opportunities. Trade with confidence using the Live Matrix Plus to see how the warrant price will move for every change in the underlying futures level and use it to determine entry and exit points.

Call

Price:	RM ()
Strike:	-
Expiry:	-
Eff gearing:	-

Put

Price:	RM ()
Strike:	-
Expiry:	-
Eff gearing:	-

View Live Matrix

Hang Seng TECH Index

Launched on 27 July 2020, the HSTECH comprises the largest companies listed on the Hong Kong Stock Exchange which have high exposure in selected technology themes. Alibaba, Tencent, Meituan and Xiaomi (commonly referred to as ‘ATMX’) are heavyweights in this index.

Learn More

What is HSTECH?

The Hang Seng TECH Index (“HSTECH”) comprises the largest companies listed on the Hong Kong Stock Exchange which have high exposure in selected technology themes.

Notable constituents include well-known names such as Alibaba, Tencent, Meituan and Xiaomi (commonly referred to as ‘ATMX’) which have a combined weight of more than 33% and contribute an average of 20.1% to the HSI’s daily turnover. More information on the HSTECH index constituents can be found here.

What differentiates the HSTECH from other indexes?

Technology companies have been top performers globally in recent years, with many technology giants continuing to see unprecedented growth and resilience to economic cycles. The HSTECH, which has ATMX as heavyweights, gained 47.5% in a year, outperforming the HSI by 24.6% and the FBM KLCI by 41.2% in the past 12 months, despite the recent dip in mid-February.

The HSTECH is also a lot more volatile than the HSI and FBM KLCI. This means that the HSTECH tends to move in a larger range, and the short and medium term trends are likely to be larger and potentially present more trading opportunities for investors.

Why trade the HSTECH with warrants?

Gain leverage on the volatile HSTECH index

Macquarie has listed a suite of warrants that allow investors to select the amount of leverage that best suits their view of short to medium term outlook. Investors can achieve magnified potential returns on market moves in the HSTECH index that leads major benchmark indices with an average volatility of 38% and a 47.5% growth over the past 12 months.

Access to the leading tech giants

Investors can trade the HSTECH using warrants listed on Bursa Malaysia with their existing CDS and trading account, without the hassle of creating an account to trade on the Hong Kong exchange.

Broad coverage of technology sector

Of the HSTECH index constituents, the popular ATMX stocks account for over 33% of the index. Investors can gain exposure to these heavyweights as well as a diverse spectrum of themes within the tech sector including internet, fintech, cloud, e-commerce and digital while minimizing any single stock specific risk.

Macquarie’s call and put warrants over the HSTECH allow investors to trade on a bullish or bearish view, providing increased trading opportunities especially when coupled with the HSTECH’s higher volatility. Trade with confidence using the Live Matrix Plus to see how the warrant price will move for every change in the underlying futures level and use it to determine entry and exit points.

Call

Price:	RM ()
Strike:	-
Expiry:	-
Eff gearing:	-

Put

Price:	RM ()
Strike:	-
Expiry:	-
Eff gearing:	-

View Live Matrix

Hong Kong Shares

Hong Kong shares refer to the ordinary shares of a company that are listed on the Hong Kong stock exchange, one of the world’s largest bourse in terms of market capitalization.

Macquarie has issued new warrants over Alibaba, Geely, Xiaomi and more, and look to add more Hong Kong share underlyings to its coverage over time.

Learn More

What are Hong Kong Shares?

Hong Kong shares refer to the ordinary shares of a company that are listed on the Hong Kong stock exchange, one of the world’s largest bourse in terms of market capitalization.

Macquarie has issued warrants over the following companies at the moment:

Alibaba is engaged in the e-commerce business. Its electronic marketplaces include Taobao, Tmall and AliExpress, where merchants on these marketplaces range from individuals and small businesses to large Chinese and international brands and retailers. (Visit website)
Geely manufactures passenger vehicles, selling 17 major vehicle models including Volvo, Proton and Lotus cars, exporting its products to 24 countries worldwide. In 2021, Geely launched its first electric car and plans to expand further in the electric vehicle segment. (Visit website)
Tencent specializes in digital content and solutions. They developed social platforms and e-payment services such as WeChat and QQ, and video games such as PUBG and League of Legends. They also have online video platforms, music platforms and provide digital products and services to businesses. (Visit website)
Xiaomi is a well-known producer of smartphones and smart TVs, and other lifestyle electronic gadgets such as smart watches, power banks, vacuum cleaners, electric scooters and others. (Visit website)

We will increase our coverage on Hong Kong shares over time so that you can trade your selected underlying with warrants listed on Bursa. A full list of Hong Kong listed equities can be found here.

Why trade Hong Kong Shares with warrants?

Gain exposure to specific Hong Kong listed companies

While warrants over the HSI and HSTECH allow you to gain a broader exposure to the Hong Kong market, the call and put warrants over Hong Kong shares allow you to gain exposure to your selected Hong Kong company, allowing potential gains from stock-specific news.

Can be traded on Bursa with existing CDS accounts

As the warrants are listed and traded on Bursa, there is no need to go through the hassle of opening a new trading account – use your existing CDS and trading account that you use to trade shares in Malaysia to buy and sell warrants, including warrants over the Hong Kong shares!

Coverage includes well-known names such as Alibaba, Geely and Xiaomi

Often seeing Hong Kong listed companies making the trading day’s headlines? Macquarie has commenced its warrants coverage on some of the larger and more well-known Hong Kong listed companies! Stay updated as we add more Hong Kong shares to our coverage.

Macquarie’s call and put warrants over the Hong Kong shares allow investors to trade on a bullish or bearish view, providing increased trading opportunities. Trade with confidence using the Live Matrix Plus to see how the warrant price will move for every change in the underlying futures level and use it to determine entry and exit points.

Call

Price:	RM ()
Strike:	-
Expiry:	-
Eff gearing:	-

Put

Price:	RM ()
Strike:	-
Expiry:	-
Eff gearing:	-

View Live Matrix

How to get started?

Trade Macquarie’s warrants on Bursa Malaysia just like how you trade shares! Simply login to your local brokerage account to start trading. You may view the live HSI and HSTECH futures level on our homepage and can also view the live underlying prices for the Hong Kong shares with the Underlying Charts tool.

The market-making hours for warrants over the HSI and HSTECH will be from 9:15am to 11:58am, then 2:30pm to 4:28pm, while for warrants over the Hong Kong shares will be from 9:30am to 11:58am, then 2:30pm to 3:58pm.

Knowledge

CDS account

Selecting a warrant

How to buy or sell warrants

How to buy or sell warrants

Constant support

Learn More

Risk factors of warrants

Leverage, also known as gearing works in both ways, meaning one can gain or lose more in trading warrants than investing directly in the underlying asset.

As with all investment products, warrants are subject to price movements in the underlying asset and other prevailing market fluctuations or circumstances. An investor may loss the full amount invested in the warrant.

If held overnight, warrants are subjected to holding costs which increases the longer the holding period is. Manage holding costs by using the warrant calculator.

Warrants with foreign underlying assets are subject to foreign exchange risk. The warrants trade and settle in MYR, and the value of the warrants will change in response to movements in the FX rate, as well as the underlying asset.

Given the HSTECH index has exposure only to technology companies, the performance of the index may not correlate with the performance of other indices that track the market generally or track other sectors or asset classes. This may affect the performance of the Warrants as compared to other warrants that are linked to other indices. The HSTECH warrants may experience increased price volatility of technology stocks and may be more susceptible to economic, market, political or regulatory occurrences affecting technology stocks than other warrants over indices that do not concentrate in the technology sector.

The content on this page has not been reviewed by the Securities Commission Malaysia. Please refer to the full disclaimer through the links at the bottom of this page.

* All information on this page is based on data sourced from Bloomberg, and the websites of Hang Seng Indexes Company Limited and the Hong Kong exchange, as of 31 May 2021, which includes back-tested data for the period before the HSTECH index’s launch date of 27 July 2020.

TERMS AND CONDITIONS –THE MALAYSIA WARRANTS CONTEST 2021

The Malaysia Warrants Contest 2021 (“Contest”) organized by Macquarie Capital Securities (Malaysia) Sdn Bhd (Company Registration No. 199801007342 (463469-W)) (“Organizer” or “Macquarie”) will be held throughout the webinar sessions as displayed on the “Gain exposure to HK market” webpage on the Malaysia Warrants website (https://www.malaysiawarrants.com.my/HKunderlyings). Each webinar session on 17 July 2021, 31 July 2021 and 14 August 2021 shall be known as a “Session” for purposes of the Terms and Conditions herein.

ELIGIBILITY

The Campaign is open to all citizens and permanent residents of Malaysia above the age of 18, except for permanent and/or contract employees of the Organizer, guest speakers and other personnel involved in the preparation of the Sessions, as well as their parent(s), sibling(s), spouse(s) and child(ren) (collectively the “Participants”).
Participants must ensure that their names and email addresses provided in the Zoom application are accurate to be eligible for the Contest. Please note that winners of the Contest will be contacted via the email address provided.

CAMPAIGN MECHANISM AND PRIZES

To participate in the Contest, the Participants are required to join a Session and answer the questions via the Zoom polling feature.
There will be eight (8) questions (each, a “Question”) throughout each Session.
For each Session:
- The fastest Participant to correctly answer a Question (based on the records of the webinar platform), will win one (1) Mi Watch Lite (“Question Prize”). If no Participant correctly answered a particular Question, the Question Prize for that relevant Question will be forfeited.
- First three (3) fastest Participants to correctly answer all 8 Questions (based on total time taken across all questions as calculated based on the records of the webinar platform) will win, in the ascending order of the time taken, one (1) Mi TV 4S 65" 4K Ultra (Android TV) (champion), one (1) Mi Smart Electric Scooter Pro 2 (first runner up) and one (1) Mi Robot Vacuum-Mop (second runner up) (“Grand Prizes”). For each of Grand Prizes, if there are no Participants who correctly answered all 8 Questions, then this requirement shall be reduced to 7 Questions, then 6 Questions, and so forth, up to a minimum of 2 Questions, after which the relevant Grand Prize shall be forfeited.
- With respect to Question Prize and Grand Prizes, if there are two or more Participants having answered the same number of Question(s) correctly at the same time or with the same total amount of time taken, as the case may be, the Organizer shall contact the said Participants via email, who will be required to reply and answer a specific question within seven (7) calendar days from the send date of the email. The Participant with the best answer, as determined by the Organizer, shall be the winner.
For avoidance of doubt, each Participant can only win one (1) Question Prize per Session, and one (1) Grand Prize throughout the Contest.

NOTIFICATION OF REWARDS

The Organizer and/or its third-party service provider or agent shall contact the winners via email within seven (7) calendar days after the end of the relevant Session, and each winner shall reply with the required details within seven (7) calendar days after the first attempted notification, failing which will result in forfeiture and disqualification and the said winner(s) shall not be entitled to any payment or compensation.

GENERAL TERMS

By participating in the Contest, Participants agree to comply and be bound by these Terms and Conditions. Failure to comply with these Terms & Conditions may result in disqualification from the Contest. The Participants further agree to comply and be bound by the decision of the Organizer, which are final and binding in all respects. The Organizer reserves the right in its sole discretion to disqualify any Participant if it finds them to be (1) tampering or attempting to tamper with the operation of the Contest, (2) violating the specific Terms and Conditions of the Contest, or (3) acting in way that disrupts, or with intent to abuse, threaten or harass any other person. Any false information provided by any Participant concerning identity and non-compliance with the Terms and Conditions may result in the immediate elimination of a Participant from the Contest, disqualifying all entries and prohibiting them from further participation in this Contest.
The prizes are non-transferable to any third party, non-negotiable, non-exchangeable and cannot be used in conjunction with any other offers or promotions.
The Organizer has the right and discretion to add and/or remove and/or substitute the reward(s) with any other item(s), brand, or services of similar value.
The winners shall personally bear and be responsible for ALL incidental costs relating to the collection and/or usage of the prize(s) including but not limited to any applicable registration fees, processing fees, administrative fees, and/or any additional fuel charges, courier or delivery fees, and all other personal expenses.
Picture(s) of the reward(s) shown in any advertising, promotional, publicity and other materials relating to or in connection with the Contest are solely for illustration purposes only and may not depict the actual colour, brand or specifications of the reward(s).
The Organizer gives no representation or warranty with respect to the quality or suitability of the prizes. The winners shall deal directly with the supplier/manufacturer of the prizes for all warranty information and any dispute with respect to the quality, merchantability, fitness of purposes of the prizes.
The prizes may carry the supplier(s)/manufacturer(s) own terms and conditions and those terms and conditions shall be applicable, in addition to these Terms and Conditions contained herein.
The Organizer reserves the sole and absolute right and exclusive discretion to change, vary and/or amend any aspect of the Contest (including cancelling or discontinuing the Contest inclusive of rewards which shall be awarded) or any part of these Terms and Conditions without prior notice and/or reference to any party.

USE OF PERSONAL INFORMATION

By participating in the Contest, each Participant consents to Macquarie collecting, using, disclosing and/or processing any and all of their personal data without any further claims or compensation for the purposes of the Contest. If you are a winner, you agree that Macquarie may use your name, other information and photographs to administer and promote the Contest and/or its website, including publishing these data through Macquarie and or any of its affiliated partners. You further consent to Macquarie transferring your personal data to Macquarie’s third-party service providers or agents, both in and out of Malaysia, for the purposes of administering and promoting the Contest and/or its website. In the case where a Participant does not want their information to be published by Macquarie and or any of its affiliated partners, a written request should be sent to thinfo@malaysiawarrants.com.my.
By participating in the Contest, each Participant further permits Macquarie to access and use their name and email address to send invitations for warrant seminars and events, promotions, market updates and daily newsletters to the Participant. In the case where a Participant does not want to receive these communications from Macquarie, a written request should be sent to info@malaysiawarrants.com.my.
You may view Macquarie’s privacy notice regarding collection and management of personal data (which is available at https://www.malaysiawarrants.com.my/about/privacypolicy).
By participating in this Contest, you are deemed to have given your consent to appear in future publicity materials or other promotional events and activities related to this Contest.

DISCLAIMER

The Organizer shall not be held liable and/or responsible for any loss, damage or any other form of liability in whatsoever nature and howsoever arising or suffered by any participants resulting directly or indirectly from participating in this Contest or resulting from the acceptance, possession, use/misuse of the prize(s) in this Contest.
The information provided in the Sessions is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to laws or regulations or which would subject the Organizer to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion distributed on social media and/or contained in the Sessions constitutes a solicitation or offer by the Organizer to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service whatsoever and cannot under any circumstances be relied upon for investment dealings of whatever nature. You are advised to obtain separate independent professional advice before making any decision to trade/invest in securities or invest in any financial instruments.
Whilst every care has been taken in preparing the information materials contained in the Sessions, such information is provided on an “as is” basis without any warranty or indemnity of any kind either expressly or implied, including but not limited to any implied warranties or indemnities or implied terms of satisfactory quality, fitness for a particular purpose or non-infringement. All such implied terms, warranties and indemnities are hereby excluded.
The Organizer will not be held responsible for any loss or damage that could result from interception by any third parties of any information made available to you during the Sessions. Although the information provided to you during the Sessions is obtained or compiled from sources we believe to be reliable, the Organizer cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose.
In no event will the Organizer or any such parties be liable to you for any other damages of any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if the Organizer or any other party have been advised of the possibility thereof.
Nothing contained in the Sessions constitutes an offer to sell any securities and other goods or services of whatever nature and cannot under any circumstances be relied upon for investment dealings of whatever nature.
If any provision of these disclaimers and exclusions shall be unlawful, void or any reason unenforceable then that provision shall be deemed severable and shall not affect the validity and enforceability of the remaining provisions.

LIABILITY

By participating in the Contest, you are deemed to have agreed and accepted that the Organizer will not be held liable under any circumstances, including negligence, for any direct, indirect or consequential loss arising from your use of the information and material distributed during the Sessions. The Organizer shall also not be liable for any material provided by third parties with their own respective copyright and shall not under any circumstances, be liable for any loss, damages or injury arising from these materials.
You hereby undertake to fully indemnify the Organizer for any damages, losses, expenses and cost that may arise as a direct or indirect consequence of a breach on your part of any provisions of these Terms and Conditions, in addition and without prejudice, to any other right that the Organizer may have as contained herein.
In the event that the Organizer failed and/or neglected to enforce any provision or remedy as provided in these Terms and Conditions, we shall not be construed as having waived our rights to enforce the same.

EXCLUSIONS

This Contest shall be governed by the Laws of Malaysia and subject to the exclusive jurisdiction of the Courts of Malaysia.
The exclusions and limitations described herein shall apply only to the extent permitted by law, without prejudice to our rights to seek legal redress in accordance with the applicable laws.

To continue, you must agree to our terms of use and privacy policy.

Terms of use

This internet site is produced by Macquarie Capital Securities (Malaysia) Sdn. Bhd. (“MCSM”).

The information on this internet site is directed and available for general circulation to residents of Malaysia only and is not provided to any person who is a resident of the United States or any other country. Any material provided herein, including any indicative terms are provided for information purposes only and do not constitute an offer, a solicitation of an offer, or any advice or recommendation to conclude any transaction. The Warrants will not be offered to any US persons.

The price of securities may go down as well as up, and under certain circumstances an investor may sustain a total loss of investment. As past performance is not an indication of future performance, an investor should ensure that they understand the nature of the investment product and in particular the risk factors before investing.

Macquarie and the Material on this website

Macquarie Malaysia warrants ("Warrants") are issued by MCSM and guaranteed by Macquarie Financial Holdings Limited. Except where expressly stated, the information and services on this website (the "Material") are provided by MCSM as at the date indicated on the relevant material.

MCSM is not an authorised deposit-taking institution for the purposes of the Banking Act 1959 (Commonwealth of Australia), and its obligations do not represent deposits or other liabilities of Macquarie Bank Limited (ABN 46 008 583 542) ("MBL"). Any investments are subject to investment risk, including possible delays in repayment and loss of income and principal invested. MBL does not guarantee or otherwise provide assurance in respect of the obligations of MCSM.

In relation to Warrants which are listed on Bursa Malaysia Securities Berhad ("Bursa Securities"), a base prospectus has been prepared. In addition a termsheet will or has been prepared by MCSM for the purpose of obtaining a listing for a series of Warrants on Bursa Securities. Copies of the base prospectus and termsheet (together the “Listing Documents”) may be obtained on this web-site.

To the maximum extent permitted by law, none of MCSM or its affiliates or the directors, officers employees or agents, of those entities gives any representation or warranty as to the reliability, completeness, timeliness, accuracy or fitness for any purpose of the Material, or any third party website linked to this website, nor does any of them accept any responsibility or liability for any loss or damage arising in any way (including by reason of negligence) out of errors or misstatements in, omissions from, or the reliance of any person on, the Material.

Third Party Information

The Material in this site has been prepared in good faith with reasonable care. However, certain parts of this Material is obtained or is based upon information obtained from third parties which may not have been checked or verified. Except to the extent permitted by law, and only to the extent so required, no member of the Macquarie group makes any warranty in relation to, or accepts any responsibility or liability for any loss or damage suffered by any person arising out of or in relation to the Material. The Material on this site is not for circulation or publication without the prior written consent of MCSM. MCSM may not, and has no obligation to, update the Material or correct any inaccuracy which subsequently becomes apparent. Opinions, estimates and other information in the Material may be changed or withdrawn without notice.

Opinions, ideas and strategies

The opinions, ideas and strategies in this document are based on certain assumptions and current market conditions. If those underlying assumptions or market conditions change, the opinions, ideas and strategies will change. All quotations are indicative only. A quotation can be provided by contacting MCSM directly. The strategies outlined are not intended to be specific and/or personal advice and MCSM expressly disclaims all or any liability and responsibility to any person in respect to anything (and the consequences of anything) done or omitted to be done by any person in reliance on the whole or any part of this publication.

No personal investment advice – seek personalised advice from a qualified adviser before investing.

Any general advice contained on this website has been prepared by MCSM and does not take account of your objectives, financial situation or needs. Before acting on this general advice, you should consider the appropriateness of the advice having regard to your situation. We recommend you obtain financial, legal and taxation advice before making any financial investment decision. Macquarie or its associates, officers or employees may have interests in the financial products referred to in this information by acting in various roles including as investment banker, underwriter or dealer, holder of principal positions, broker, lender or adviser. Macquarie or its associates may receive fees, brokerage or commissions for acting in those capacities. In addition, Macquarie or its associates, officers or employees may buy or sell the financial products as principal or agent and as such may effect transactions which are not consistent with any recommendations in the information. All investors should obtain the Listing Documents for the products discussed and should consider it in full before making a decision.

Privacy policy

Macquarie Capital Securities (Malaysia) SDN BHD

Macquarie Equipment Leasing SDN BHD

View Malay version

Personal data notice relating to the Personal Data Protection Act 2010 (The "Act")

This personal data notice applies to any person whose personal data is processed by or on behalf of Macquarie Capital Securities (Malaysia) Sdn Bhd or Macquarie Equipment Leasing Sdn. Bhd. (“we” or “us”). Terms not defined in this notice shall have the meaning given to them in the Act (if any).

If you provide or you have provided to us any personal data of another individual including your directors, officers and/or employees, you (i) represent and warrant that you have obtained sufficient informed consent from each of such individuals to the processing of his/her personal data by us, (ii) will provide us with evidence of such consent when requested by us, and (iii) shall provide a copy of this notice to each of such individuals. References to “you” in this notice shall include all relevant data subjects.

Please note that this notice may be amended from time to time and the data subject shall visit https://www.macquarie.com/au/en/disclosures/privacy-and-cookies.html on a regular basis for updates and changes.

The personal data we process

The personal data processed by us may include one or more of the following: your name, address, proof of identification (eg. National Registration Identity Card, driver’s license and passport), contact details, email address, occupation, sample of signature, information of any past breaches of or convictions under any law, your financial position, results from third party searches, the relevant products or services provided to you and any other personal data required for the purposes set out in paragraph 3 below (collectively “your personal data”).

Sensitive personal data may include such things as information on physical or mental health or medical condition, political opinions, religious or other similar beliefs, commission or alleged commission of any offence.

Although it is not obligatory to provide your personal data to us, failure to supply such personal data may result in us being unable to open or continue accounts or provide brokerage or financial services.

Purposes

We may process your personal data for the following purposes:

to fulfil our legal or regulatory obligations under applicable laws and rules, such as those relating to anti-money laundering and counter-terrorism financing (including identification verification);
to consider applications for products and/or services (including assessing and/or verifying your creditworthiness);
to communicate with you including responding to your enquiries;
to provide you with information on products, services and/or events offered/organised by us, our affiliates or our business partners;
to perform control and risk management functions;
to enforce our rights; and
any other purpose that is incidental or ancillary to the above purposes.

Sources

Your personal data is collected from various sources, including information you have provided to us, information from third parties and information in the public domain.

Access and request for correction

You may contact us by writing to us if you wish to request for access to your personal data that we retain about you, request for your personal data retained by us to be corrected, or withdraw your consent to the processing or use of your personal data by us. We may charge a reasonable fee for processing your request. We may also refuse to comply with your request in accordance with the Act. Any request, inquiries or complaints can be sent to privacy@macquarie.com by email or attention to the Complaint Officer at Level 10, Menara Dion, 27 Jalan Sultan Ismail, 50250 Kuala Lumpur, Malaysia (Tel: +60 3 2059 8833).

Disclosure of personal data

We may share your personal data with entities within the Macquarie Group of companies including all related companies, subsidiaries, holding companies and associated companies, and may disclose your personal data (whether in or outside Malaysia):

as required by applicable laws or rules, such as those relating to anti-money laundering and counter-terrorism financing, or as required by regulatory, supervisory, law enforcement or governmental bodies;
to any court of competent jurisdiction in defense of claims or enforcement of rights;
to service providers who provide services in connection with our products and services;
to our professional advisors on a need-to-know basis; or
any other persons which we reasonably think fit.

Transfer of information

Your personal data may be transferred to a place outside of Malaysia.

In the event of any inconsistency or conflict between the English language version and the Bahasa Malaysia version of this Personal Data Notice, the English language version shall prevail.

By providing to us your personal data and/or should you continue to trade with us (where applicable), you hereby consent to the collection, processing, use, disclosure and retention of your personal data in accordance with all of the foregoing.

Macquarie Capital Securities (Malaysia) Sdn Bhd

Macquarie Equipment Leasing Sdn Bhd

February 2014

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